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Charles Schlegel IV

Charles Schlegel IV

Selinsgrove, PA

Charles  Schlegel

Charles Schlegel

Selinsgrove, PA

Edward C.  Fusco

Edward C. Fusco

Fitchburg, MA

Everett Swaim

Everett Swaim

Cazenovia, NY

Gary Ramuno

Gary Ramuno

Briarcliff Manor, NY

Jeremy Wood

Jeremy Wood

Baldwinsville, NY

Joanne Laut

Joanne Laut

Stoneham, MA

Joseph Passaniti, CPA

Joseph Passaniti, CPA

Clifton Park, NY

Kathryn Palao, CFP®

Kathryn Palao, CFP®

Briarcliff Manor, NY

Kipp Newman, ChFC®

Kipp Newman, ChFC®

Lawrenceburg, IN

Linda  Maley, EA

Linda Maley, EA

Bradford, PA

Megan J. Bach

Megan J. Bach

Buffalo, NY

Michael  Kramer

Michael Kramer

Lawrenceburg, IN

Ronald P.  Miles

Ronald P. Miles

Stoneham, MA

Sean R.  Becker

Sean R. Becker

Baldwinsville, NY

William Wagner

West Seneca, NY

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Our Financial Partners

Parent Company: Cetera Financial Group


Cetera Advisors is part of the family of independently managed firms of Cetera Financial Group (Cetera). For the past 30 years. Cetera's family of companies has grown to manage over $110 billion in client assets, delivering advisory products and solutions and sophisticated trading and technology platforms to us and other advisors across all 50 states. You can be confident that their tools, technology and support help make us more effective in our relationship with you.

Our Custodian: Pershing


While a broker-dealer helps supervise and facilitate the trading that converts your cash into invested assets, those assets are actually held by a custodian. Cetera Advisors works with two custodians. Pershing LLC custodies brokerage accounts, including the brokerage accounts within IRAs.

Pershing is a subsidiary of the Bank of New York Mellon Corporation, which is the nation's oldest continuously operating bank and one of the world's leading providers of securities services. Both Pershing and Cetera Investment Services have to meet certain net capital requirements and are subject to regular audits, both internally and by independent firms, to ensure the appropriate handling, segregation and protection of investors' assets.

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